Informe Carnivore

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Contract No. 00-C-0328 IITRI CR-030-216

Independent Technical Review of the Carnivore System Final Report

8 December 2000

Contract No. 00-C-0328 IITRI CR-030-216

Independent Review of the Carnivore System Final Report

Prepared by:

Stephen P. Smith Henry H. Perritt, Jr. Harold Krent Stephen Mencik

J. Allen Crider Mengfen Shyong Larry L. Reynolds

8 December 2000

IITResearch Institute Suite 400 8100 Corporate Drive Lanham, Maryland 20785-2231 301-731-8894 FAX 301-731-0253

IITRI CR-030-216

CONTENTS
Executive Summary .................................................................................................................. vii ES.1Introduction................................................................................................................... vii ES.2 Scope............................................................................................................................. vii ES.3 Approach....................................................................................................................... viii ES.4 Observations................................................................................................................. viii ES.5 Conclusions................................................................................................................... xii ES.6 Recommendations......................................................................................................... xiv Section 1 Introduction 1.1Purpose.......................................................................................................................... 1.1.1 Technical Concerns........................................................................................... 1.1.2 Concern of Privacy Advocates.......................................................................... 1.1.3 Concerns Expressed via Internet....................................................................... 1.2 Objective....................................................................................................................... 1.2.1 Address Four Key Questions ............................................................................ 1.2.2 Convey Understanding of the System............................................................... 1.3Scope............................................................................................................................. Section 2 Approach 2.1 Process Assessment ...................................................................................................... 2.2 Architecture Evaluation ................................................................................................ 2.3 Software Source Code Examination............................................................................. 2.4 Laboratory Test ............................................................................................................. Section 3 Findings 3.1 The Legal Framework for Electronic Surveillance ....................................................... 3.1.1 Title III Intercepts of ElectronicInformation.................................................... 3.1.2 Pen and Trap Provisions ................................................................................... 3.1.3 Foreign Intelligence Surveillance Act............................................................... 3.2 The Electronic Surveillance Process............................................................................. 3.2.1 The Decision to UseCarnivore......................................................................... 3.2.2 Deployment of Carnivore.................................................................................. 3.2.3 Analysis of the Information Retrieved by Carnivore ........................................ 3.3 External and Internal Checks on the Process ................................................................ 3.3.1...
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