Check Auditoría

ISO14001 Checklist

This document restates the requirements of ISO 14001 for Environmental Management Systems (EMS) and has
been developed to assist ECAAS Assessors and clients.

This checklist presents the requirements of ISO 14001 as questions and can be used as an effective tool for
implementing the environmental management system and for self-assessment of the system.

ISO 14001SELF ASSESSMENT CHECKLIST

TABLE OF CONTENTS
SCOPE OF CERTIFICATION............................................................................................................ 3
ENVIRONMENTAL POLICY ........................................................................................................... 4
PLANNING................................................................................................................................. 5
Environmental Aspects................................................................................................................. 5
Legal and Other Requirements.................................................................................................... 5
Objectives and Targets................................................................................................................. 6
Environmental Management Programmes Objectives and Targets .......................................... 6
IMPLEMENTATION AND OPERATION ........................................................................................... 7
Structure and Responsibility........................................................................................................ 7
Training, Awareness and Competence........................................................................................ 8
Communication............................................................................................................................. 9
Environmental Management System Documentation............................................................... 9
Document Control....................................................................................................................... 10
Operational Control .................................................................................................................... 11
Emergency Preparedness and Response.................................................................................. 11
CHECKING AND CORRECTIVE ACTION......................................................................................... 12
Monitoring and Measurement ................................................................................................... 12
Non-conformance and Corrective and Preventive Action ........................................................ 13Records........................................................................................................................................ 14
Environmental Management System Audit .............................................................................. 15
MANAGEMENT REVIEW............................................................................................................. 16

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ISO 14001 CHECKLIST
ISO 14001 REQUIREMENTS

COMMENTS ON SYSTEM STATUS

SCOPE OF CERTIFICATION
What is the scope of environmental management
system and what scope is being assessed for
certification?
Does it include those environmental aspects which you
can control or over which you could be expected to
have an influence?
What is not being included in the scope ofcertification?

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ISO 14001 CHECKLIST
ISO 14001 REQUIREMENTS

COMMENTS ON SYSTEM STATUS

ENVIRONMENTAL POLICY
Has top management defined the organisation’s
environmental policy?
a)

b)
c)
d)

e)

f)
g)

Is the policy appropriate to the nature, scale and
environmental impacts of your activities, products
or services?
What commitment does your policy make to
continual...